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Category II AIF · SEBI AIF Regulations, 2012
Category II Private Debt

Debt Funds

Category II AIF Debt Funds provide structured private credit to mid-market Indian companies through NCDs, mezzanine instruments, and secured lending solutions — delivering predictable yield of 12–18% p.a. against collateral packages in a pass-through tax framework.

Key Criteria
  • check_circleSenior secured NCDs & mezzanine debt
  • check_circleTarget yield: 12–18% p.a.
  • check_circleCollateral: promoter pledge, charge on assets
  • check_circleNo leverage at fund level permitted
  • check_circlePass-through taxation under Sec. 115UB

SEBI Definition

Category II AIF Debt Funds invest primarily in debt and debt-linked instruments of unlisted companies. They do not employ leverage or borrowing (other than for operational purposes up to 10 days). Unlike bank credit, AIF debt is privately negotiated, structured, and can be tailored to company-specific cash flow profiles with flexible tenures and covenants.

Governing Regulation

SEBI AIF Regs, 2012 – Reg 3(4)(b)

India's Private Credit Opportunity

India's mid-market (₹100 Cr – ₹2,000 Cr revenue companies) faces a structural credit gap. Banks are constrained by NPA concerns, collateral norms, and sector-level limits; public bond markets require credit ratings and large issuance sizes. AIF Debt Funds fill this gap by providing bespoke, relatively rapid credit to quality mid-market borrowers at higher-than-bank rates, with strong collateral coverage.

India's private credit AIF market has grown rapidly, with global managers (Ares, KKR Credit, Cerberus) and domestic managers (IIFL, Piramal, Kotak) deploying capital. The sector benefits from India's economic growth, formalisation of corporate borrowing, and the retrenchment of NBFCs from mid-market lending after the IL&FS crisis.

Debt Instrument Types

security

Senior Secured NCDs

Non-Convertible Debentures with first or second charge on company assets (plant, land, receivables). Highest in repayment priority. Typically yield 13–15% p.a. with 2–4 year tenure.

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Mezzanine Debt

Subordinated debt ranking behind senior secured lenders but ahead of equity. Often includes equity kickers (warrants or CCPS) to enhance total returns. Yields 15–18% p.a. with higher risk profile.

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Structured Receivables

Financing against contracted future receivables — government receivables, export proceeds, or escrow-backed cash flows. Short-duration, self-liquidating structures with strong asset coverage.

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Real Estate Debt

Construction finance and last-mile funding for residential projects. RERA registration, sales velocity data, and cash flow escrows provide security. Typically 12–16% yield with 18–36 month tenure.

agriculture

Agri & MSME Credit

Structured credit to agri-processors, MSME exporters, and supply chain financing vehicles. Government-backed schemes (MSME Udyam, RBI TLTRO) enhance credit quality of underlying borrowers.

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Promoter Financing

Loans against promoter pledge of listed shares or other high-quality collateral. Short-duration, high-yield (14–18%) with conservative LTV (50–60%) for collateral coverage.

Key Characteristics at a Glance

Minimum Corpus

₹20 Crore

per scheme

Min. Investor Ticket

₹1 Crore

₹25L for employees

Fund Structure

Close-Ended

mandatory

Typical Tenure

3–5 Years

from final close

Leverage

Not Permitted

fund level

Target Yield

12–18% p.a.

gross, indicative

Taxation

Pass-Through

Sec. 115UB IT Act

TDS on Interest

10%

Finance Act 2023

Risk Considerations

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Credit / Default Risk

Borrower default or delayed repayment is the primary risk. Collateral enforcement in India can take 2–5 years through DRT/SARFAESI — post-default recovery is uncertain and time-consuming.

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Illiquidity

AIF debt instruments have no secondary market. If a borrower delays repayment, the fund's tenure may extend beyond the planned exit horizon, trapping capital.

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Collateral Enforcement Risk

Real estate or asset-backed collateral values can decline in downturns. Promoter pledges are subject to market price risk for listed share collateral.

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Concentration Risk

Many debt AIFs have concentrated exposures (5–8 borrowers). A single large default can materially impact NAV. Diversification across borrowers and structures is essential.

Explore Private Debt Opportunities

Access SEBI-registered Category II Debt AIFs through PlatAlt's institutional platform.