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Portfolio Management Services · SEBI PMS Regulations, 2020
PMS Non-Discretionary PMS

Non-Discretionary PMS

The Portfolio Manager provides investment recommendations and a proposed course of action, but each trade requires explicit client approval before execution. The client remains actively involved in all portfolio decisions, while the manager acts as a research and advisory engine.

Key Characteristics
  • Client approves every buy/sell instruction
  • Manager provides detailed rationale for each trade
  • Client retains full decision-making authority
  • Ideal for involved investors who want oversight
  • Slower execution — suitable for low-turnover strategies

Who It Suits

Investors who want professional research and recommendations but wish to retain final control over all transactions.

Minimum Investment

SEBI mandates a minimum investment of ₹50 Lakhs per client across every PMS mandate type, including non-discretionary pms. Unlike a pooled fund, PMS investors hold the underlying securities directly in their own demat account. For comparison, an Alternative Investment Fund requires a minimum commitment of ₹1 Crore — see PMS vs AIF vs Mutual Fund.

Non-Discretionary PMS Strategies

Other PMS Mandate Types